You can open a Phillip Account via several ways:

(1) Visit our offices in person (Head office and branches information)

(2) Open account through online Open an Account

(3) Please click  to access our services in Japanese

Points to note:

A. Face-to-face Customers

Please visit our office in person with the following documents:

1. Account Opening Form 

   A. Phillip Securities (Hong Kong) Limited

   B. Phillip Commodities (HK) Limited

   C. Phillip Bullion Limited

   D. Phillip Capital Management (HK) Ltd.

2. W-8BEN Form

3. Copy of valid identification document (e.g. HK Permanent ID Card/ Passport)

4. Proof of residential address within 3 months after issue (e.g. utility bills, bank statements)

5. Bank account supporting documents (e.g. ATM card, Passbook, Statement or Bank Account Reference Letter)

Reminder: Please read the relevant Client Agreement and Risk Disclosure before opening Trading Account.

B. Non face-to-face Customers

You can open an account by post. Please mail the above-listed required documents to the below address: Phillip Securities (HK) Limited, 11-12/F United Centre, 95 Queensway, Admiralty, Hong Kong:

Additionally, customers must choose one of the procedures below to verify his/ her true identity:

(A) Mail a crossed personal cheque of HK$10,000.  This deposit can be used for trading.

The cheque must satisfy the following requirements:

1 Cheque made payable to the relevant Company names;

2 Must be a personal cheque drawn on a licensed bank in Hong Kong; and

3 Must bear identical name and signature as shown on Account Opening form. 

C. Company Account

Please submit the following corporate documents:

1.  Certificate of Incorporation*
2.  Business Registration Certificate*
3.  Proof of address (within 3 months)*
4.  List and identification of Directors and Authorized Signatories*
5.  List and identification of shareholders and ultimate beneficiaries*
6.  Company Search (within 6 months)/ Certificate of Incumbency (within 6 months)*
7.  Memorandum and Article of Association*
8.  Board Resolutions
9.  Letter of Guarantee with guarantor’s address proof (identification of guarantor if other than director or shareholder)
10. Latest Audited Accounts/ Certificate of Good Standing
11. W-8BEN-E Form

Item 1 to 7 should be certified by designated persons (e.g. Phillip employees, lawyer, certified public accountant, branch manager of a bank, or any other licensed person).

Attention:

Unless receive special approval, we do not accept account opening applications from the following companies:

1. Licensed corporations without FATCA registration; or