Download Forms

Account Opening

Stock AccountDownload | Sample | Agreements |
Amendments to Securities Client Agreement |
Risk Profile Questionnaire | HKIDR Consent Letter |
Face to Face Account opening (E-form) Declaration page |

Futures/ Leveraged Forex AccountDownload | Sample
Futures Client Agreements | Leveraged Forex Client Agreements
Amendments to Futures Client Agreements
Amendments to Leveraged Forex Client Agreements 
US Stock/Bonds/Funds Trading
Individual W8BEN Form
Download| Sample | W8 Instruction
Virtual Assets Knowledge and Experience QuestionnaireDownload
US Stock/Bonds/Funds Trading
Company W8BEN-E Form
Download| Sample
Application For Stock Segregated Account With Statement
Insurance Account Risk Profile & Derivatives Knowledge Questionnaire | Agreements   Client Money Standing AuthorityDownload

Futures (FATS)Download Futures (FATS) Suspension Application FormDownload

SATS Full Version/Simple VersionDownload SATS Suspension Application FormDownload

Options (OATS)Download Options (OATS) Suspension Application FormDownload

Esunny/ SPTrader
Foreign Futures Trading platform Application FormDownload  

Excel RealTime
Excel RealTime Application FormDownload Excel RealTime Termination FormDownload

Real-Time Data ServiceDownload Service SuspensionDownload
End of Day Data ServiceDownload  

Foreign Futures Market Data Subscription
Market Data Subscription (Non-Professional) Application FormDownload Market Data Subscription (Professional) Application FormDownload
CME Non-Professional Self-Certification FormDownload Uniform Subscriber AgreementDownload

Phillip Capital Management
Risk Profile QuestionnaireDownload  

Surplus Cash Facility
Surplus Cash Facility Application FormDownload  

Unit Trusts & Bonds
Risk Profile QuestionnaireDownload  

Joint Custody Account - "Smart Minor Account"
Overlay Terms for Joint Custody Account - "Smart Minor Account"Download Overlay Terms for Joint Custody Account - "Smart Minor Account"-AppendixDownload

Share Builders Plan
Application FormDownload Direct Debit Authorization FormDownload
Amendment/Termination of Investment Instruction FormDownload Participation in/Change of Regular Investment Plan Instruction FormDownload

Share Mortgage Scheme
Addendum for the Share Mortgage SchemeDownload Termination Form (Cash Settlement)Download

Bullion Joint Individual AccountDownload | Sample Request for Fund TransferDownload
Bullion Client AgreementDownload | Amendments to Bullion Client Agreement Account Type Amendment Form (Bullion)Download

Financial Needs AnaysisDownload Medical Insurance Needs Assessment FormDownload

Stock WithdrawalDownload Account Particulars Amendment FormDownload
Derivatives Knowledge Questionnaire & TestDownload DK Test
Account Type Amendment Form (Futures)Download
Account Type Amendment Form (Stock)Download | AC Type Notes General Meeting Voting FormDownload
Exercise of Warrant/Subscription of Rights Request FormDownload Bought / Sold Note & Transfer NoticeDownload
SI Form - via Investor Participant/CCASSDownload Client Declaration - Foreign Stock Trading Access RightDownload
Client Instructions of Scripless TransferDownload Order Ticket(Non-on-site client)Download
Securities/Stock Options Transfer FormDownload Dcass Individual Client Account Application FormDownload
Letter Of Third Party Authorization CancellationDownload Multi-counter Transfer InstructionDownload
Individual Professional Investor Assessment Form (SFO P.I)Download Self-Certification FormDownload
PI's Grade Based Margin Interest Plan ("PI GBM Plan") Application FormDownload Consent Letter on Northbound CSC Orders and the Personal Information Collection StatementDownload
Physical Certificate Indemnity Form & Trf/Withdrawal/Deposit Application FormDownload Telegraphic Transfer FormDownload
Grade Base Margin Interest Plan AmendmentDownload  


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