Other Fees & Charges | Fees & Charges | Customer Service

Item	Description of fees
Dividend Collection/Scrip Dividend Collection (Local Stock)
Collection Fee	0.5% of Total Div. Amount (Min HKD30, Max HKD2,500)
Scrip Fee	HKD2.5/Lot (HKD1.5 is collected by HK Clearing)
Dividend Collection/Scrip Dividend Collection (Stock Option)
Collection Fee	0.5% of Total Div. Amount (Min HKD30, Max HKD2,500)
Bonus Collection/Bonus Warrant Collection
Handling Charges	HKD30
Scrip Fee	HKD2.5/Lot (HKD1.5 is collected by HK Clearing)
Interest Collection (Silver Bond)
Collection Fee	0.5% of Total Interest Amount (Min HKD30, Max HKD2,500)
Rights Collection
Scrip Fee	HKD2.5/Lot (HKD1.5 is collected by HK Clearing)
Rights Subscription
Handling Charges	HKD30
Corporation Action Fee	HKD1.2/Lot (HKD0.8 is collected by HK Clearing)
Warrant / Covered Warrant Conversion
Handling Charges	HKD30
Corporation Action Fee	HKD1.2/Lot (HKD0.8 is collected by HK Clearing)
Accept Cash Offer
Handling Charges	HKD30
Corporation Action Fee	HKD1.2/Lot (HKD0.8 is collected by HK Clearing)
Stamp Duty	0.1% of Transaction Amount (round up to the nearest dollar (Effective on 17th November 2023))
SI Fee - via CCASS
Stock Deposit	Free
Stock Withdrawal	Stock Value 0.01% (Min HKD3) + Handling charges HKD400 per stock (Effective on 1st August 2022)
ISI Fee - via Investor Participant
Stock Deposit	Free
Stock Withdrawal	HKD20/Stock
Stock Deposit - Physical
Stamp Duty	HKD5/Pcs (For beneficial owner only, collected by HK Revenue Department)
Deposition Fee	Free
Stock Withdrawal - Physical
Handling Charges	HKD100 (No limited Stock Amount)
Action Charges	HKD5/lot (HKD3.5 is collected by HK Clearing)
Registration Fee
Handling Charges	HKD200
Scrip Fee	HKD2.5 /Lot
Dividend Claim
Handling Charges	Min HKD400/case (HKD200 is collected by HK Clearing)
IPO Application / Stop Cheque
Handling Charges	HKD 100
Returned Cheque
Handling Charges	HKD 100 and related bank interest
Renounce Shares
Handling Charges	HKD 100 per stock
Duplicate Copy of Statement
Within 3 months	Free
Beyond 3 months	HKD30/Set
Interest Rate on Credit Balance
Balance in excess of HKD30,000	0%
Reference Letter/ Audit confirmation
Handling Charges	HKD100
Confirmation of unknown deposit / Confirmation of depositor3
Handling Charges	HKD100
Italian Financial Transaction Tax (Collected for Italian Government)
Government Tax (Italian companies with market capitalization of more than Euro 500m and listed in Hong Kong)	0.1% On the net purchase amount (Tax deduction from the intraday netting permitted based on the weighted average purchase price and the net purchase share quantity executed on the same day)
US Person - FATCA Administration Fee(On account basis)
Handling Charges	HKD 5500(per calendar year)
Remittance
CHATS	HKD 150
Telegraphic Transfer	HKD 400
Hong Kong Shares Proxy Voting and apply for attending Shareholder Meeting6
Handling Charges	HKD 100 per stock
Statement Administrative Fee
Administrative Fee	Paper statement : HKD 20 per month4 (Each Category will charged quarterly5) E-statement : Free
Depository and withdrawal of US IPO/Placement/Significant Position shares 7(subject to RO’s approval)
Special Transfer-in fee	USD 53 per instruction
Special Transfer-out fee	0.05% of market value of shares with min USD100 per instruction.
Withdrawal fee - Physical	Additional fee is applied on a case-by-case base.
Special monthly custodian fee	0.05% p.a. of end-of-month market value of shares divided by 12, with minimum of USD10. (If Phillip use custodian in addition to Phillip Capital Inc.)

1. For local stock and Grade Based Margin client only.
2. Fees are charged in CNY for the Hong Kong shares settled in CNY.
3. If no deposit confirmation is received after transaction, Phillip will contact the correspondent banks to obtain depositor information, and the additional costs incurred will be borne by the clients.
4. Can apply to waive the charge for customers who born in 1949 or before.
5. HK Stocks, Global Stocks, Stock Options, Futures, Foreign Futures and Forex will be each deemed as one category.
6. The handing charge of Hong Kong Shares Proxy voting fee will be effective on 1 AUG 2018. For Other Foreign Market Shares Proxy Voting, please click HERE.
7. For Depository and withdrawal of US IPO/Placement/Significant Position shares only. Client needs to understand that shares received are expected to be FULLY sold via Phillip Sec HK. Even though a transfer-out / certificate withdrawal is completed with normal fees, our company reserves the rights to pursue a claim and debit on the shortfall any time without prior notice.

Above charges are for reference only, there are subject to change without prior notice.

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