Dividend Collection/Scrip Dividend Collection (Local Stock) |
Collection Fee |
0.5% of Total Div. Amount (Min HKD30, Max HKD2,500) |
Scrip Fee |
HKD2.5/Lot (HKD1.5 is collected by HK Clearing) |
Dividend Collection/Scrip Dividend Collection (Stock Option) |
Collection Fee |
0.5% of Total Div. Amount (Min HKD30, Max HKD2,500) |
Bonus Collection/Bonus Warrant Collection |
Handling Charges |
HKD30 |
Scrip Fee |
HKD2.5/Lot (HKD1.5 is collected by HK Clearing) |
Interest Collection (Silver Bond) |
Collection Fee |
0.5% of Total Interest Amount (Min HKD30, Max HKD2,500) |
Rights Collection |
Scrip Fee |
HKD2.5/Lot (HKD1.5 is collected by HK Clearing) |
Rights Subscription |
Handling Charges |
HKD30 |
Corporation Action Fee |
HKD1.2/Lot (HKD0.8 is collected by HK Clearing) |
Warrant / Covered Warrant Conversion |
Handling Charges |
HKD30 |
Corporation Action Fee |
HKD1.2/Lot (HKD0.8 is collected by HK Clearing) |
Accept Cash Offer |
Handling Charges |
HKD30 |
Corporation Action Fee |
HKD1.2/Lot (HKD0.8 is collected by HK Clearing) |
Stamp Duty |
0.1% of Transaction Amount (round up to the nearest dollar (Effective on 17th November 2023)) |
SI Fee - via CCASS |
Stock Deposit |
Free |
Stock Withdrawal |
Stock Value 0.01% (Min HKD3) + Handling charges HKD400 per stock (Effective on 1st August 2022) |
ISI Fee - via Investor Participant |
Stock Deposit |
Free |
Stock Withdrawal |
HKD20/Stock |
Stock Deposit - Physical |
Stamp Duty |
HKD5/Pcs (For beneficial owner only, collected by HK Revenue Department) |
Deposition Fee |
Free |
Stock Withdrawal - Physical |
Handling Charges |
HKD100 (No limited Stock Amount) |
Action Charges |
HKD5/lot (HKD3.5 is collected by HK Clearing) |
Registration Fee |
Handling Charges |
HKD200 |
Scrip Fee |
HKD2.5 /Lot |
Dividend Claim |
Handling Charges |
Min HKD400/case (HKD200 is collected by HK Clearing) |
IPO Application / Stop Cheque |
Handling Charges |
HKD 100 |
Returned Cheque |
Handling Charges |
HKD 100 and related bank interest |
Renounce Shares |
Handling Charges |
HKD 100 per stock |
Duplicate Copy of Statement |
Within 3 months |
Free |
Beyond 3 months |
HKD30/Set |
Interest Rate on Credit Balance |
Balance in excess of HKD30,000 |
0% |
Reference Letter/ Audit confirmation |
Handling Charges |
HKD100 |
Confirmation of unknown deposit / Confirmation of depositor3 |
Handling Charges |
HKD100 |
Italian Financial Transaction Tax (Collected for Italian Government) |
Government Tax
(Italian companies with market capitalization
of more than Euro 500m and listed in Hong Kong)
|
0.1% On the net purchase amount
(Tax deduction from the intraday netting permitted based on the weighted
average purchase price and the net purchase share quantity executed on the same day)
|
US Person - FATCA Administration Fee(On account basis) |
Handling Charges |
HKD 5500(per calendar year) |
Remittance |
CHATS |
HKD 150 |
Telegraphic Transfer |
HKD 400 |
Hong Kong Shares Proxy Voting and apply for attending Shareholder Meeting6 |
Handling Charges |
HKD 100 per stock |
Statement Administrative Fee |
Administrative Fee |
Paper statement : HKD 20 per month4 (Each Category will charged quarterly5) E-statement : Free |
Depository and withdrawal of US IPO/Placement/Significant Position shares 7(subject to RO’s approval) |
Special Transfer-in fee |
USD 53 per instruction |
Special Transfer-out fee |
0.05% of market value of shares with min USD100 per instruction. |
Withdrawal fee - Physical |
Additional fee is applied on a case-by-case base. |
Special monthly custodian fee |
0.05% p.a. of end-of-month market value of shares divided by 12, with minimum of USD10. (If Phillip use custodian in addition to Phillip Capital Inc.) |